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Navigating the Food Safety Modernization Act (FSMA) traceability requirements

What you need to know to be prepared and compliant
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What is the Food Safety Modernization Act 204(d)?

Section 204(d) of the Food Safety Modernization Act (FSMA) includes additional recordkeeping requirements of certain foods throughout the food’s supply chain otherwise known as the farm-to-table journey. This rule covers food produced for U.S. consumption, regardless if the company in the food item’s supply chain is domestic or foreign.

All those subject to this food traceability rule must comply by the deadline and have their recordkeeping ready within 24 hours of a request by the FDA. The original deadline was January 20, 2026, but the FDA has announced its intentions to extend the deadline to July 2028. With this increased visibility, the FDA can identify and remove potentially contaminated food from the market to help reduce the number of foodborne illnesses and deaths.

What food does FSMA impact?

The following are examples of food items included in FSMA 204(d) which require additional traceability records for those who manufacture, process, pack, or hold the food item either as an end-product or an ingredient.

  1. Cheese
  2. Shell eggs
  3. Nut butters
  4. Vegetables
  5. Leafy Greens
  6. Fruits
  7. Seafood
  8. Prepared Foods
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Cheese Chevron DownChevron Down

Includes all cheeses made with unpasteurized milk, other than hard cheeses as well as cheese made from pasteurized milk that is fresh soft, soft unripened, or semi-soft.

  • Examples of cheese included but not limited to this list are: queso blanco, cottage, cream cheese, mozzarella, brie, blue and monterey jack
Cheese seller with woman client in the supermarket
Shell eggs Chevron DownChevron Down

This includes the eggs of the domesticated chicken.

Close-up of person breaking egg into pan
Nut butters Chevron DownChevron Down

This includes all types and forms of tree nut and peanut butters; however, the rule does not include soy or seed butters.

  • Examples of nut butters included but not limited to this list are cashew, hazelnut, almond, chestnut, coconut, walnut, peanut and pistachio butters.
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Vegetables Chevron DownChevron Down

This includes varieties of fresh cucumbers, fresh herbs, fresh peppers, fresh sprouts, fresh tomatoes, and fresh-cut vegetables.

  • Examples included but not limited to this list are parsley, cilantro, basil, sprouts like alfalfa, allium and bean sprouts as well as other fresh sprouted grains, nuts and seeds.
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Leafy Greens Chevron DownChevron Down

This includes fresh leafy greens as well as fresh-cut leafy greens regardless if it is single or mixed greens. There are exemptions to this including collards, whole head cabbages and leaves grown on trees.

  • Examples included but not limited to this list are red and green leaf, iceberg lettuce, kale, arugula, chard, escarole, Romaine, spinach, and sorrel.
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Fruits Chevron DownChevron Down

This includes fresh melons as well as some tropical tree fruits and fresh-cut fruits, however it does not include tree nuts, citrus, or pit fruits.

  • Examples included but not limited to this list are melons like cantaloupe, honeydew, muskmelon and watermelon, as well as mango, papaya, guava, lychee and starfruit.
grandparent making apple pie with grandchild
Seafood Chevron DownChevron Down

This includes finfish, crustaceans, and molluscan shellfish but does not include siluriformes fish.

  • Examples included but not limited to this list are tuna, mahi mahi, mackerel, amberjack, swordfish, grouper, barracuda, cod, haddock, salmon, shrimp, crab, lobster, oysters, clams and mussels.
Opening the hollow and flat oysters Chef opens oysters in the restaurant
Prepared Foods Chevron DownChevron Down

This includes refrigerated ready-to-eat deli salads even if they are frozen at some point in the supply chain but does not include meat salads.

  • Examples included but not limited to this list are egg salad, pasta salad and potato salad.
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*For more details and the full list, review the FDA Food Traceability List as well as its exemptions.

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Not sure if you are included in FSMA 204?

We are here to help you throughout your entire journey towards FSMA compliance.

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How do I comply with the food traceability rule?

Meet Regulatory Requirements with an End-to-End Solution
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Blog
Meet Regulatory Requirements with an End-to-End Solution

Have you created your traceability plan to comply with the FDA’s Food Safety Modernization Act (FSMA) Requirements for Section 204? Now is the time!

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  • Data Readiness:
    • Information must be ready to be collated and presented in electronic format to the FDA upon request. Creating a traceability plan is no easy task if we take into account data fragmentation and the large volume of unique data points across a multiplicity of SKUs. Therefore, metadata flexibility should be a key factor for companies that oversee a wide portfolio of diverse products. With the metadata, the platform could enable the attribution of different product information profiles, KDEs and CTEs.
  • Process Readiness:
    • Track and trace is the process of integrating raw material, manufacturing, logistics and point-of sale technologies to provide end-to-end visibility into how a product was made and where it's been distributed. It is critical to take steps now before the compliance deadline.
  • Stakeholder Readiness:
    • Consider harmonizing data across all suppliers with GS1 standards to make it easier to get the needed information from suppliers.
  • Technology Readiness:
    • Different pieces of data required by FSMA 204 live in very different systems that do not talk to each other. Since no one system has all the data needed for compliance, implementing a traceability layer to unify the fragmentation of information is needed.

What data do I collect to comply with FSMA 204?

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For those food items listed in the FSMA 204 rule, the FDA requires Key Data Elements (KDEs) to be tracked during Critical Tracking Events (CTEs) in a sortable spreadsheet when necessary to provide greater visibility of the food item’s journey.

  1. Critical Tracking Events
  2. Key Data Elements
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Critical Tracking Events Chevron DownChevron Down

CTEs are specific activities performed throughout the supply chain of the food item and include events such as harvesting, packing, shipping, and more.

Key Data Elements Chevron DownChevron Down

The information required to inform the FDA and other members of the food item’s supply chain is known as Key Data Elements. For each CTE, the KDEs required vary due to the different activities being performed.

Examples of Key Data Elements are the following:

  • Location name and description
  • Date of harvesting, cooling, packing, shipping, receiving, and transforming
  • Product description
  • Traceability lot code

See the full list of KDEs required for each CTE performed here.


Can you respond to the FDA in 24 hours?

Teddie Peanut Butter: A Smooth Shift to the Cloud
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Teddie Peanut Butter: A Smooth Shift to the Cloud

Learn how Teddie Peanut Butter updated their operations from paper-based to real-time performance and visibility by leveraging Plex ERP and MES solutions.

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Complying with FSMA 204(d) through paper records of data is difficult because sortable spreadsheets must be available within 24 hours of an FDA request. Implementing a digital system that can review the data in real time can support this request and make the review process smoother. For example, incorporating the data into the cloud through a Manufacturing Execution System (MES) helps provide greater visibility into your production lifecycle and connection to your manufacturing ERP.


How can I trace data across systems and organizations?

9 Reasons to Connect Your Product Data
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9 Reasons to Connect Your Product Data

Transparency is key to building trust with your consumers today. Learn more about the importance of connected products in infant nutrition manufacturing.

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From Compliance to Opportunity: FSMA 204
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From Compliance to Opportunity: FSMA 204

The importance of traceability marks the evolution within the food supply chain industry. Learn more about why traceability matters, how to comply with the FSMA 204 ruling, and the benefits involved with FSMA 204 compliance in this Kezzler and Rockwell Automation ebook.

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Alongside one of our Digital Partners Kezzler, we can provide the hardware, software and services to design and implement a serialization and traceability solution. This helps extend traceability needs beyond the four walls of the manufacturing plant to more easily inform the rest of the food item’s supply chain.

Building a Digital Strategy for FSMA and Food Traceability Compliance Report

Explore the analyst report to better understand the FSMA updates and ways they impact your operations, including:

  • Recordkeeping and reporting requirements
  • Traceability requirements
  • Collaboration considerations
  • Implementation considerations

Download Now
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Don’t Navigate through FSMA 204 Alone

Let’s work together to help grow greater visibility in your supply chain and maintain compliance with FSMA 204 before the deadline.

Contact Us

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